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XIONG, DAVID LE

HKMA AG6899HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

XIONG, DAVID LE (HKMA registration number AG6899) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DEUTSCHE BANK AKTIENGESELLSCHAFT. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 1 Type 1: dealing in securitiesYesMERGERS AND ACQUISITIONS2019-06-21
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 6 Type 6: advising on corporate financeYesMERGERS AND ACQUISITIONS2019-06-21

Business Address

Registered InstitutionSFC CE No.Address
DEUTSCHE BANK AKTIENGESELLSCHAFTAAK07760/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Conditions

Registered Institution Effective Date Description 1 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 15 Jul 2020 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.

Registration History (6)

2020-07-15 – present Current
DEUTSCHE BANK AKTIENGESELLSCHAFT Executive Officer
RA 1 RA 6
2019-06-21 – 2020-07-14
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6
2015-09-23 – 2019-03-22
UBS AG Executive Officer
RA 6
2015-03-18 – 2019-03-22
UBS AG
RA 1 RA 4
2015-03-18 – 2015-09-22
UBS AG
RA 6
2011-04-15 – 2015-03-17
UBS AG
RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG6899