Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSE, KA WAI

謝家慧
HKMA AG5532HKMA Relevant IndividualCurrently registered
Official HKMA record

TSE, KA WAI (HKMA registration number AG5532) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DEUTSCHE BANK AKTIENGESELLSCHAFT. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 1 Type 1: dealing in securitiesNoINVESTMENT ADVISOR2014-11-17
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 4 Type 4: advising on securitiesNoINVESTMENT ADVISOR2017-05-25

Business Address

Registered InstitutionSFC CE No.Address
DEUTSCHE BANK AKTIENGESELLSCHAFTAAK07760/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Registration History (2)

2017-05-25 – present Current
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 4
2014-11-17 – present Current
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG5532