AU, HIU NAM CANDY (HKMA registration number AG5227) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CITIC BANK INTERNATIONAL LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CHINA CITIC BANK INTERNATIONAL LIMITED | RA 1 Type 1: dealing in securities | No | CUSTOMER SERVICE, DIRECT BANKING | 2014-10-23 |
| CHINA CITIC BANK INTERNATIONAL LIMITED | RA 4 Type 4: advising on securities | No | CUSTOMER SERVICE, DIRECT BANKING | 2018-06-16 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CHINA CITIC BANK INTERNATIONAL LIMITED | AAF138 | 61-65, DES VOEUX ROAD CENTRAL, HONG KONG |