Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WADE, JOHN HOWARD

HKMA AG5174HKMA Relevant IndividualCurrently registered

WADE, JOHN HOWARD (HKMA registration number AG5174) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at NATIXIS. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
NATIXISRA 1 Type 1: dealing in securitiesNoHEAD OF LIQUID CREDIT GROUP SALES & HEAD OF BOND SYNDICATION, ASIA PACIFIC2020-10-17
NATIXISRA 4 Type 4: advising on securitiesNoHEAD OF LIQUID CREDIT GROUP SALES & HEAD OF BOND SYNDICATION, ASIA PACIFIC2020-10-17

Business Address

Registered InstitutionSFC CE No.Address
NATIXISAGJ912LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Registration History (4)

2020-10-17 – present Current
RA 1 RA 4
2014-10-18 – 2017-01-17
RA 1 RA 4
2012-01-20 – 2014-02-24
ROYAL BANK OF SCOTLAND N.V. (THE)
RA 1
2012-01-20 – 2014-02-24
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
RA 1 RA 4