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KWOK, SZE WANG

郭斯汯
HKMA AG5056HKMA Relevant IndividualCurrently registered

KWOK, SZE WANG (HKMA registration number AG5056) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoMPF SPECIALIST, RETIREMENT SERVICES2017-12-13
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoMPF SPECIALIST, RETIREMENT SERVICES2017-12-13

Business Address

Registered InstitutionSFC CE No.Address
STANDARD CHARTERED BANK (HONG KONG) LIMITEDAJI61432ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

Registration History (6)

2017-12-13 – present Current
RA 1 RA 4
2017-10-18 – 2017-11-12
RA 4
2017-09-07 – 2017-11-12
RA 1
2017-09-07 – 2017-10-16
RA 9
2016-02-06 – 2016-06-24
RA 1 RA 4
2014-10-11 – 2015-12-31
RA 1 RA 4