Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

MA, SAMUEL TSZ-SUM

馬子森
HKMA AG4047HKMA Relevant IndividualCurrently registered

MA, SAMUEL TSZ-SUM (HKMA registration number AG4047) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BNP PARIBAS. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BNP PARIBASRA 4 Type 4: advising on securitiesNoWEALTH MANAGEMENT2016-09-30
BNP PARIBASRA 9 Type 9: asset managementNoWEALTH MANAGEMENT2016-09-30

Business Address

Registered InstitutionSFC CE No.Address
BNP PARIBASAAF56460/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Registration History (2)

2016-09-30 – present Current
RA 4 RA 9
2014-07-11 – 2016-09-30
BNP PARIBAS WEALTH MANAGEMENT
RA 4 RA 9