Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LU, YIN

盧胤
HKMA AG2161HKMA Relevant IndividualCurrently registered

LU, YIN (HKMA registration number AG2161) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CITIC BANK INTERNATIONAL LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (1)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 1 Type 1: dealing in securitiesNoRELATIONSHIP MANAGEMENT, CORPORATE BANKING2018-07-20

Business Address

Registered InstitutionSFC CE No.Address
CHINA CITIC BANK INTERNATIONAL LIMITEDAAF13861-65, DES VOEUX ROAD CENTRAL, HONG KONG

Registration History (2)

2018-07-20 – present Current
RA 1
2014-01-09 – 2018-04-28
RA 1 RA 4