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HO, JAMES Y.

HKMA AG1631HKMA Relevant IndividualCurrently registered
Official HKMA record

HO, JAMES Y. (HKMA registration number AG1631) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK JULIUS BAER & CO. LTD.. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BANK JULIUS BAER & CO. LTD.RA 1 Type 1: dealing in securitiesNoMANAGING DIRECTOR2013-11-11
BANK JULIUS BAER & CO. LTD.RA 4 Type 4: advising on securitiesNoMANAGING DIRECTOR2013-11-11

Business Address

Registered InstitutionSFC CE No.Address
BANK JULIUS BAER & CO. LTD.AUR30239/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.

Registration History (1)

2013-11-11 – present Current
BANK JULIUS BAER & CO. LTD.
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG1631