LI, KATHY (HKMA registration number AF9073) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CITIC BANK INTERNATIONAL LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CHINA CITIC BANK INTERNATIONAL LIMITED | RA 1 Type 1: dealing in securities | Yes | EXECUTIVE DEPUTY GENERAL MANAGER & HEAD OF PBG MARKETING | 2013-02-26 |
| CHINA CITIC BANK INTERNATIONAL LIMITED | RA 4 Type 4: advising on securities | No | SALES & TRADING, TREASURY & MARKETS | 2024-09-11 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CHINA CITIC BANK INTERNATIONAL LIMITED | AAF138 | 61-65, DES VOEUX ROAD CENTRAL, HONG KONG |