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WANG, YU CHING

王郁晴
HKMA AF9019HKMA Relevant IndividualNot currently registered
Official HKMA record

WANG, YU CHING (HKMA registration number AF9019) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 2 authorized institutions over time.

Current Registration

No current registration.

Registration History (2)

2019-03-16 – 2019-09-12
BANK OF SINGAPORE LIMITED
RA 1
2013-02-19 – 2014-07-14
BANK JULIUS BAER & CO. LTD.
RA 1 RA 4

Public Disciplinary Actions

SFC
Action Date Action Taken Press Release Download Action Date 01 Dec 2021 Action Taken The SFC has banned Ms Wang Yu Ching from re-entering the industry for 10 years from 1 Dec 2021 to 30 Nov 2031. Press Release Download English Chinese
* Only actions effective within the last five years are shown.

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF9019