Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

STEPHAN, RICHARD DEAN

HKMA AF8475HKMA Relevant IndividualNot currently registered
Official HKMA record

STEPHAN, RICHARD DEAN (HKMA registration number AF8475) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 1 authorized institution over time.

Current Registration

No current registration.

Registration History (3)

2013-10-18 – 2014-06-29
BANK OF NEW YORK MELLON (THE) Executive Officer
RA 1 RA 4
2013-08-15 – 2013-10-17
BANK OF NEW YORK MELLON (THE)
RA 1 RA 4
2012-12-19 – 2013-08-14
BANK OF NEW YORK MELLON (THE) Executive Officer
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF8475