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SHUM, CHUN MING

岑鎮明
HKMA AF6657HKMA Relevant IndividualCurrently registered

SHUM, CHUN MING (HKMA registration number AF6657) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CITIC BANK INTERNATIONAL LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 1 Type 1: dealing in securitiesNoRELATIONSHIP MANAGEMENT, PRIVATE BANKING2016-06-09
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 4 Type 4: advising on securitiesNoRELATIONSHIP MANAGEMENT, PRIVATE BANKING2016-06-09

Business Address

Registered InstitutionSFC CE No.Address
CHINA CITIC BANK INTERNATIONAL LIMITEDAAF13861-65, DES VOEUX ROAD CENTRAL, HONG KONG

Registration History (2)

2016-06-09 – present Current
RA 1 RA 4