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LAI, HOI KI

黎凱琪
HKMA AF6500HKMA Relevant IndividualCurrently registered

LAI, HOI KI (HKMA registration number AF6500) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HANG SENG BANK, LIMITED. Has been engaged at 5 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HANG SENG BANK, LIMITEDRA 1 Type 1: dealing in securitiesNoINVESTMENT SERVICES2017-05-11
HANG SENG BANK, LIMITEDRA 4 Type 4: advising on securitiesNoINVESTMENT SERVICES2017-05-11
HANG SENG BANK, LIMITEDRA 7 Type 7: providing automated trading servicesNoINVESTMENT SERVICES2017-05-11

Business Address

Registered InstitutionSFC CE No.Address
HANG SENG BANK, LIMITEDAAH297HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.

Registration History (6)

2017-05-11 – present Current
RA 1 RA 4 RA 7
2015-10-06 – 2017-03-05
RA 1 RA 4
2015-01-10 – 2015-06-07
RA 1 RA 4
2014-07-01 – 2014-08-29
RA 1 RA 4
2013-01-19 – 2014-06-09
RA 1