Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEE, KAREN KAR YAN

李嘉欣
HKMA AF5002HKMA Relevant IndividualCurrently registered

LEE, KAREN KAR YAN (HKMA registration number AF5002) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITEDRA 1 Type 1: dealing in securitiesNoBUSINESS BANKING2012-02-17
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITEDRA 4 Type 4: advising on securitiesNoBUSINESS BANKING2012-02-17

Business Address

Registered InstitutionSFC CE No.Address
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITEDAAI67033/F, ICBC TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.

Registration History (1)

2012-02-17 – present Current
RA 1 RA 4