Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHAN, YUN WAH

陳胤華
HKMA AF4688HKMA Relevant IndividualCurrently registered

CHAN, YUN WAH (HKMA registration number AF4688) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK JULIUS BAER & CO. LTD.. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BANK JULIUS BAER & CO. LTD.RA 1 Type 1: dealing in securitiesNoMANAGING DIRECTOR SENIOR ADVISOR2016-06-24
BANK JULIUS BAER & CO. LTD.RA 4 Type 4: advising on securitiesNoMANAGING DIRECTOR SENIOR ADVISOR2016-06-24

Business Address

Registered InstitutionSFC CE No.Address
BANK JULIUS BAER & CO. LTD.AUR30239/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.

Registration History (3)

2016-06-24 – present Current
RA 1 RA 4
2015-02-02 – 2016-04-01
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
RA 1 RA 2
2012-01-30 – 2015-05-29
BANK MORGAN STANLEY AG
RA 1 RA 2