SHUM, LAP FAI VINCENT (HKMA registration number AF4630) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at MORGAN STANLEY BANK ASIA LIMITED. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| MORGAN STANLEY BANK ASIA LIMITED | RA 1 Type 1: dealing in securities | No | VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT | 2015-02-02 |
| MORGAN STANLEY BANK ASIA LIMITED | RA 2 Type 2: dealing in futures contracts | No | VICE PRESIDENT, PRIVATE WEALTH MANAGEMENT | 2015-02-02 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| MORGAN STANLEY BANK ASIA LIMITED | BDM672 | LEVEL 31, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON. |