Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LU, JIE

呂捷
HKMA AF4539HKMA Relevant IndividualNot currently registered

LU, JIE (HKMA registration number AF4539) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 3 authorized institutions over time.

Current Registration

No current registration.

Registration History (3)

2016-06-27 – 2018-03-29
RA 1 RA 6
2013-09-25 – 2016-07-26
RBC CAPITAL MARKETS (HONG KONG) LIMITED
RA 1 RA 6
2012-01-20 – 2013-06-24
RA 1 RA 4 RA 6