Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG, KA YAN

黃加欣
HKMA AF2923HKMA Relevant IndividualCurrently registered

WONG, KA YAN (HKMA registration number AF2923) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoSALES, BRANCHES2016-01-08
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoSALES, BRANCHES2016-01-08

Business Address

Registered InstitutionSFC CE No.Address
STANDARD CHARTERED BANK (HONG KONG) LIMITEDAJI61432ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

Registration History (4)

2016-01-08 – present Current
RA 1 RA 4
2014-08-07 – 2015-12-21
RA 1 RA 4
2013-08-12 – 2014-06-22
RA 4
2011-09-15 – 2014-06-22
RA 1 RA 7