Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI, NING KEI

李寧基
HKMA AF1766HKMA Relevant IndividualCurrently registered

LI, NING KEI (HKMA registration number AF1766) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at FUBON BANK (HONG KONG) LIMITED. Has been engaged at 5 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
FUBON BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoWEALTH MANAGEMENT SPECIALIST2022-09-01
FUBON BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoWEALTH MANAGEMENT SPECIALIST2022-09-01

Business Address

Registered InstitutionSFC CE No.Address
FUBON BANK (HONG KONG) LIMITEDAAA582FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.

Registration History (6)

2022-09-01 – present Current
RA 1 RA 4
2022-01-11 – 2022-08-07
RA 1 RA 4
2019-06-28 – 2021-08-25
RA 1 RA 4
2018-06-12 – 2019-01-09
RA 4
2016-03-08 – 2019-01-09
RA 1