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KU, SHUK KWAN

古淑君
HKMA AF1471HKMA Relevant IndividualCurrently registered

KU, SHUK KWAN (HKMA registration number AF1471) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED. Has been engaged at 4 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITEDRA 1 Type 1: dealing in securitiesNoPRIVATE BANKING2024-04-29
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITEDRA 4 Type 4: advising on securitiesNoPRIVATE BANKING2024-04-29

Business Address

Registered InstitutionSFC CE No.Address
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITEDAAC15528/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.

Registration History (5)

2024-04-29 – present Current
RA 1 RA 4
2022-09-07 – 2024-01-17
RA 1 RA 4
2022-09-07 – 2024-01-17
RA 1 RA 4
2012-08-15 – 2022-08-28
RA 4
2011-06-03 – 2022-08-28
RA 1 RA 7