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SHUM, ALAN YUK FAI

沈旭輝
HKMA AF0984HKMA Relevant IndividualNot currently registered
Official HKMA record

SHUM, ALAN YUK FAI (HKMA registration number AF0984) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 3 authorized institutions over time.

Current Registration

No current registration.

Registration History (3)

2017-04-19 – 2018-03-07
CREDIT SUISSE AG
RA 1 RA 4
2015-10-31 – 2017-02-03
CITIBANK, N.A.
RA 1
2011-04-28 – 2015-07-21
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
RA 1 RA 2 RA 4 RA 5

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF0984