Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NG, KA MAN

吳家文
HKMA AF0969HKMA Relevant IndividualCurrently registered

NG, KA MAN (HKMA registration number AF0969) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HANG SENG BANK, LIMITED. Has been engaged at 4 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HANG SENG BANK, LIMITEDRA 1 Type 1: dealing in securitiesNoINVESTMENT SERVICES2021-09-22
HANG SENG BANK, LIMITEDRA 4 Type 4: advising on securitiesNoINVESTMENT SERVICES2021-09-22
HANG SENG BANK, LIMITEDRA 7 Type 7: providing automated trading servicesNoINVESTMENT SERVICES2021-09-22

Business Address

Registered InstitutionSFC CE No.Address
HANG SENG BANK, LIMITEDAAH297HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.

Registration History (4)

2021-09-22 – present Current
RA 1 RA 4 RA 7
2016-11-16 – 2021-08-21
RA 1 RA 4
2015-05-27 – 2016-10-04
RA 1 RA 4