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SZE, YEUK WAN

施若雲
HKMA AF0580HKMA Relevant IndividualCurrently registered

SZE, YEUK WAN (HKMA registration number AF0580) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CITIC BANK INTERNATIONAL LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 1 Type 1: dealing in securitiesNoSALES, DIRECT BANKING2012-04-21
CHINA CITIC BANK INTERNATIONAL LIMITEDRA 4 Type 4: advising on securitiesNoSALES, DIRECT BANKING2018-06-12

Business Address

Registered InstitutionSFC CE No.Address
CHINA CITIC BANK INTERNATIONAL LIMITEDAAF13861-65, DES VOEUX ROAD CENTRAL, HONG KONG

Registration History (4)

2018-06-12 – present Current
RA 4
2012-04-21 – present Current
RA 1
2011-11-16 – 2012-02-22
RA 1 RA 4