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MORAN, SETH JAMES EDWARD

HKMA AF0490HKMA Relevant IndividualNot currently registered
Official HKMA record

MORAN, SETH JAMES EDWARD (HKMA registration number AF0490) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 2 authorized institutions over time.

Current Registration

No current registration.

Registration History (8)

2018-03-05 – 2018-03-14
UBS AG
RA 1
2017-07-05 – 2017-07-11
UBS AG
RA 1
2016-09-11 – 2016-09-13
UBS AG
RA 1
2016-03-14 – 2016-03-19
UBS AG
RA 1
2015-10-19 – 2015-10-24
UBS AG
RA 1
2013-08-24 – 2015-02-17
UBS AG
RA 1
2011-06-13 – 2011-06-17
BARCLAYS BANK PLC
RA 1
2011-03-17 – 2011-04-03
BARCLAYS BANK PLC
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF0490