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YIP, SIU KI JANUS

葉兆淇
HKMA AC9985HKMA Relevant IndividualCurrently registered

YIP, SIU KI JANUS (HKMA registration number AC9985) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HANG SENG BANK, LIMITED. Has been engaged at 4 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HANG SENG BANK, LIMITEDRA 1 Type 1: dealing in securitiesNoSALES MANAGEMENT2022-01-10
HANG SENG BANK, LIMITEDRA 4 Type 4: advising on securitiesNoSALES MANAGEMENT2022-01-10
HANG SENG BANK, LIMITEDRA 7 Type 7: providing automated trading servicesNoSALES MANAGEMENT2022-01-10

Business Address

Registered InstitutionSFC CE No.Address
HANG SENG BANK, LIMITEDAAH297HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.

Registration History (5)

2022-01-10 – present Current
RA 1 RA 4 RA 7
2020-06-04 – 2021-11-12
RA 1 RA 4
2011-05-06 – 2015-01-29
RA 4
2006-07-05 – 2015-01-29
RA 1