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ZAO, AUDREY

邵志佳
HKMA AC9925HKMA Relevant IndividualCurrently registered

ZAO, AUDREY (HKMA registration number AC9925) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 1 Type 1: dealing in securitiesNoEQUITIES2010-03-29
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDRA 4 Type 4: advising on securitiesNoEQUITIES2010-03-29

Business Address

Registered InstitutionSFC CE No.Address
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITEDAAJ32118/F & 23-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG

Registration History (5)

2010-03-29 – present Current
RA 1 RA 4
2007-06-11 – 2009-06-15
RA 1 RA 4 RA 7
2006-09-07 – 2007-03-09
ABN AMRO BANK N.V.
RA 1
2006-07-03 – 2006-08-31
HSBC PRIVATE BANK (SUISSE) SA
RA 1 RA 4