LAM, YAN YAN (HKMA registration number AC9439) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HANG SENG BANK, LIMITED. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| HANG SENG BANK, LIMITED | RA 1 Type 1: dealing in securities | No | FINANCIAL MARKETS | 2006-05-23 |
| HANG SENG BANK, LIMITED | RA 4 Type 4: advising on securities | No | FINANCIAL MARKETS | 2006-05-23 |
| HANG SENG BANK, LIMITED | RA 7 Type 7: providing automated trading services | No | FINANCIAL MARKETS | 2006-05-23 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| HANG SENG BANK, LIMITED | AAH297 | HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG. |