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YIU, PUI LAM

姚珮嵐
HKMA AC9434HKMA Relevant IndividualCurrently registered

YIU, PUI LAM (HKMA registration number AC9434) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CMB WING LUNG BANK LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CMB WING LUNG BANK LIMITEDRA 1 Type 1: dealing in securitiesNoBUSINESS AND RELATIONSHIP MANAGEMENT2013-06-29
CMB WING LUNG BANK LIMITEDRA 4 Type 4: advising on securitiesNoBUSINESS AND RELATIONSHIP MANAGEMENT2013-06-29

Business Address

Registered InstitutionSFC CE No.Address
CMB WING LUNG BANK LIMITEDAAF29443-49 DES VOEUX ROAD CENTRAL, HONG KONG.

Registration History (5)

2013-06-29 – present Current
RA 1 RA 4
2011-04-20 – 2011-06-26
RA 4
2009-11-03 – 2011-06-26
RA 1