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SO, FERDINAND

蘇平恩
HKMA AC7194HKMA Relevant IndividualNot currently registered
Official HKMA record

SO, FERDINAND (HKMA registration number AC7194) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 3 authorized institutions over time.

Current Registration

No current registration.

Registration History (6)

2016-01-09 – 2020-12-07
UBS AG
RA 1 RA 4
2016-01-09 – 2016-12-07
UBS AG
RA 9
2013-04-30 – 2015-10-09
COUTTS & CO AG
RA 1 RA 4
2008-01-09 – 2009-12-07
BNP PARIBAS
RA 4
2007-10-22 – 2009-12-07
BNP PARIBAS
RA 1
2005-10-15 – 2007-08-13
UBS AG
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC7194