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LAM, SIM HING JOLIOT

林嬋卿
HKMA AC7067HKMA Relevant IndividualCurrently registered

LAM, SIM HING JOLIOT (HKMA registration number AC7067) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at ROYAL BANK OF CANADA. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
ROYAL BANK OF CANADARA 1 Type 1: dealing in securitiesNoASSISTANT PRIVATE BANKER2017-07-31
ROYAL BANK OF CANADARA 4 Type 4: advising on securitiesNoASSISTANT PRIVATE BANKER2017-07-31

Business Address

Registered InstitutionSFC CE No.Address
ROYAL BANK OF CANADAAAE72741ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG

Registration History (4)

2017-07-31 – present Current
RA 1 RA 4
2008-09-01 – 2015-12-04
COUTTS & CO AG
RA 4
2008-02-21 – 2015-12-04
COUTTS & CO AG
RA 1
2005-09-28 – 2008-02-04
COUTTS BANK VON ERNST AG
RA 1