MAN, LAI KAI (HKMA registration number AC6984) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at OCBC BANK (HONG KONG) LIMITED. Has been engaged at 4 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| OCBC BANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | No | INSTITUTIONAL SALES, GLOBAL MARKETS | 2015-08-08 |
| OVERSEA-CHINESE BANKING CORPORATION LIMITED | RA 1 Type 1: dealing in securities | Yes | INSTITUTIONAL SALES, GLOBAL MARKETS | 2011-10-21 |
| OVERSEA-CHINESE BANKING CORPORATION LIMITED | RA 4 Type 4: advising on securities | Yes | INSTITUTIONAL SALES, GLOBAL MARKETS | 2011-10-21 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| OCBC BANK (HONG KONG) LIMITED | AAC083 | OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG. |
| OVERSEA-CHINESE BANKING CORPORATION LIMITED | AAD499 | 9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG. |