Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NG, HOI YAN

吳凱欣
HKMA AC5874HKMA Relevant IndividualNot currently registered
Official HKMA record

NG, HOI YAN (HKMA registration number AC5874) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.

Current Registration

No current registration.

Registration History (4)

2016-11-30 – 2022-11-16
LGT BANK AG
RA 1 RA 2 RA 4 RA 5
2015-09-16 – 2016-09-29
BANK JULIUS BAER & CO. LTD.
RA 1 RA 4
2010-03-09 – 2015-06-25
BANK J. SAFRA SARASIN AG
RA 1 RA 4
2005-06-10 – 2006-12-22
CREDIT SUISSE
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC5874