SO, TAK FUNG DAPHNE (HKMA registration number AC5529) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DEUTSCHE BANK AKTIENGESELLSCHAFT. Has been engaged at 5 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| DEUTSCHE BANK AKTIENGESELLSCHAFT | RA 1 Type 1: dealing in securities | No | CLIENT SERVICE EXECUTIVE | 2018-06-14 |
| DEUTSCHE BANK AKTIENGESELLSCHAFT | RA 4 Type 4: advising on securities | No | CLIENT SERVICE EXECUTIVE | 2018-06-14 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| DEUTSCHE BANK AKTIENGESELLSCHAFT | AAK077 | 60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON. |