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PANG, LING

彭寧
HKMA AC0661HKMA Relevant IndividualCurrently registered

PANG, LING (HKMA registration number AC0661) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at LGT BANK AG. Has been engaged at 6 authorized institutions over time.

Current Registration (4)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
LGT BANK AGRA 1 Type 1: dealing in securitiesNoSTAFF OF WEALTH MANAGEMENT2021-09-17
LGT BANK AGRA 2 Type 2: dealing in futures contractsNoSTAFF OF WEALTH MANAGEMENT2023-06-16
LGT BANK AGRA 4 Type 4: advising on securitiesNoSTAFF OF WEALTH MANAGEMENT2021-09-17
LGT BANK AGRA 5 Type 5: advising on futures contractsNoSTAFF OF WEALTH MANAGEMENT2023-06-16

Business Address

Registered InstitutionSFC CE No.Address
LGT BANK AGAWF529SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.

Registration History (8)

2023-06-16 – present Current
RA 2 RA 5
2021-09-17 – present Current
RA 1 RA 4
2019-11-30 – 2021-09-10
RA 1 RA 4
2019-08-24 – 2019-11-05
CREDIT SUISSE AG
RA 1 RA 4
2016-09-30 – 2019-08-02
RA 1 RA 4
2014-07-09 – 2016-09-30
BNP PARIBAS WEALTH MANAGEMENT
RA 1 RA 4
2006-03-16 – 2013-11-01
HSBC PRIVATE BANK (SUISSE) SA
RA 1