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ROTH, GUNTHER JAMES

HKMA AC0028HKMA Relevant IndividualNot currently registered
Official HKMA record

ROTH, GUNTHER JAMES (HKMA registration number AC0028) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 2 authorized institutions over time.

Current Registration

No current registration.

Registration History (3)

2015-12-17 – 2019-11-30
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6
2010-03-11 – 2014-03-31
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6
2003-06-09 – 2010-01-15
UBS AG
RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC0028