Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SY, WAI CHIN

施維展
HKMA AA3061HKMA Relevant IndividualCurrently registered

SY, WAI CHIN (HKMA registration number AA3061) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DAH SING BANK, LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DAH SING BANK, LIMITEDRA 1 Type 1: dealing in securitiesNoCUSTOMER SERVICES, DIRECT CHANNELS2003-10-23
DAH SING BANK, LIMITEDRA 4 Type 4: advising on securitiesNoCUSTOMER SERVICES, DIRECT CHANNELS2003-10-23

Business Address

Registered InstitutionSFC CE No.Address
DAH SING BANK, LIMITEDAAK56526/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG

Registration History (4)

2003-10-23 – present Current
RA 1 RA 4
2005-06-09 – 2010-10-31
MEVAS BANK LIMITED
RA 1 RA 4
2003-10-23 – 2005-03-21
RA 7
2003-04-01 – 2003-05-16
DAO HENG BANK LIMITED
RA 1 RA 4 RA 7