Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SZE, CHO WANG

施祖宏
HKMA AA3060HKMA Relevant IndividualNot currently registered

SZE, CHO WANG (HKMA registration number AA3060) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 5 authorized institutions over time.

Current Registration

No current registration.

Registration History (9)

2013-10-03 – 2015-11-26
BANK OF MONTREAL
RA 4
2013-09-12 – 2015-11-26
BANK OF MONTREAL
RA 1
2010-04-21 – 2013-08-01
RA 1 RA 4
2008-08-21 – 2010-03-30
RA 1
2008-07-17 – 2010-01-29
RA 1
2008-06-25 – 2008-07-13
RA 1
2007-03-19 – 2008-06-19
RA 1
2003-04-01 – 2007-03-16
RA 1 RA 4 RA 9
2003-04-01 – 2005-03-21
RA 7