Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG, YEE MAN

王漪汶
HKMA AA2978HKMA Relevant IndividualCurrently registered

WONG, YEE MAN (HKMA registration number AA2978) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITEDRA 1 Type 1: dealing in securitiesNoCONSUMER BANKING2016-06-23
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITEDRA 4 Type 4: advising on securitiesNoCONSUMER BANKING2016-06-23

Business Address

Registered InstitutionSFC CE No.Address
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITEDAAC15528/F, CCB TOWER, NO. 3 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG.

Registration History (5)

2016-06-23 – present Current
RA 1 RA 4
2009-05-19 – 2016-06-17
RA 1 RA 4
2009-01-23 – 2009-05-01
RA 1 RA 4
2003-04-01 – 2009-01-19
RA 1 RA 4
2003-04-01 – 2005-03-21
RA 7