Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HUNG, YUEN YAN

熊婉因
HKMA AA2836HKMA Relevant IndividualNot currently registered

HUNG, YUEN YAN (HKMA registration number AA2836) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.

Current Registration

No current registration.

Registration History (6)

2010-04-17 – 2010-10-26
RA 1 RA 4
2009-09-10 – 2009-10-03
RA 1 RA 4
2008-06-24 – 2009-09-07
RA 1 RA 4
2003-07-21 – 2007-04-08
RA 1 RA 4
2003-07-21 – 2005-03-21
RA 7
2003-04-01 – 2003-07-20
DBS KWONG ON BANK, LIMITED
RA 1 RA 4