Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

NG, LAI PING

吳麗萍
HKMA AA2732HKMA Relevant IndividualCurrently registered

NG, LAI PING (HKMA registration number AA2732) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DBS BANK (HONG KONG) LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DBS BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoSPECIALIST, SERVICE MANAGER, TREASURES2017-10-12
DBS BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoSPECIALIST, SERVICE MANAGER, TREASURES2017-10-12

Business Address

Registered InstitutionSFC CE No.Address
DBS BANK (HONG KONG) LIMITEDAAL66411TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (6)

2017-10-12 – present Current
RA 1 RA 4
2007-12-19 – 2017-05-31
RA 1 RA 4
2007-06-22 – 2007-11-23
RA 1 RA 4
2003-07-21 – 2007-05-13
RA 1 RA 4
2003-07-21 – 2005-03-21
RA 7
2003-04-01 – 2003-07-20
DBS KWONG ON BANK, LIMITED
RA 1 RA 4