Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SHIM, KWAN TAI

岑群弟
HKMA AA2724HKMA Relevant IndividualNot currently registered

SHIM, KWAN TAI (HKMA registration number AA2724) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 2 authorized institutions over time.

Current Registration

No current registration.

Registration History (4)

2003-07-21 – 2012-11-25
RA 1 RA 4 RA 6
2003-07-21 – 2005-04-28
RA 9
2003-07-21 – 2005-03-21
RA 7
2003-04-01 – 2003-07-20
DBS KWONG ON BANK, LIMITED
RA 1 RA 4 RA 6 RA 9