LOUIE, KWUN YIN DAVID

雷冠賢

HKMA AA2568HKMA Relevant IndividualCurrently registeredExecutive Officer

LOUIE, KWUN YIN DAVID (HKMA registration number AA2568) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at EFG BANK AG. Has been engaged at 4 authorized institutions over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
EFG BANK AG	RA 1 Type 1: dealing in securities	Yes	CHIEF EXECUTIVE, HONG KONG BRANCH	2023-04-28
EFG BANK AG	RA 4 Type 4: advising on securities	Yes	CHIEF EXECUTIVE, HONG KONG BRANCH	2023-04-28
EFG BANK AG	RA 9 Type 9: asset management	Yes	CHIEF EXECUTIVE, HONG KONG BRANCH	2023-04-28

Business Address

Registered Institution	SFC CE No.	Address
EFG BANK AG	AFV863	LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Conditions

Registered Institution Effective Date Description 1 Registered Institution EFG BANK AG Effective Date 28 Aug 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (9)

2023-08-28 – present Current

EFG BANK AG Executive Officer

RA 9

2023-07-20 – present Current

EFG BANK AG Executive Officer

RA 1 RA 4

2023-04-28 – 2023-08-27

EFG BANK AG

RA 9

2023-04-28 – 2023-07-19

EFG BANK AG

RA 1 RA 4

2020-11-02 – 2023-02-17

CREDIT SUISSE AG Executive Officer

RA 1 RA 4

2017-11-03 – 2020-11-01

CREDIT SUISSE AG

RA 1 RA 4

2015-02-14 – 2016-10-02

CREDIT SUISSE AG

RA 1 RA 4

2012-05-19 – 2014-08-29

BANK J. SAFRA SARASIN AG

RA 1 RA 4

2003-04-01 – 2009-09-18

DEUTSCHE BANK AKTIENGESELLSCHAFT

RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AA2568