Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

MAK, KIT YING WINNIE

HKMA AA2562HKMA Relevant IndividualCurrently registered

MAK, KIT YING WINNIE (HKMA registration number AA2562) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at LGT BANK AG. Has been engaged at 5 authorized institutions over time.

Current Registration (4)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
LGT BANK AGRA 1 Type 1: dealing in securitiesNoSTAFF OF WEALTH MANAGEMENT2003-04-01
LGT BANK AGRA 2 Type 2: dealing in futures contractsNoSTAFF OF WEALTH MANAGEMENT2017-01-24
LGT BANK AGRA 4 Type 4: advising on securitiesNoSTAFF OF WEALTH MANAGEMENT2013-05-14
LGT BANK AGRA 5 Type 5: advising on futures contractsNoSTAFF OF WEALTH MANAGEMENT2017-01-24

Business Address

Registered InstitutionSFC CE No.Address
LGT BANK AGAWF529SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.

Registration History (7)

2017-01-24 – present Current
RA 2 RA 5
2013-05-14 – present Current
RA 4
2011-10-10 – present Current
RA 1
2010-09-03 – 2011-09-30
ABN AMRO BANK N.V.
RA 1 RA 9
2008-08-21 – 2010-08-27
RA 1
2008-08-05 – 2010-01-29
RA 1
2003-04-01 – 2008-07-11
RA 1