YU, MICHAEL KWOK WAI (HKMA registration number AA2463) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at COMMONWEALTH BANK OF AUSTRALIA. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| COMMONWEALTH BANK OF AUSTRALIA | RA 1 Type 1: dealing in securities | Yes | EXECUTIVE DIRECTOR FIXED INCOME SALES NEA | 2008-09-30 |
| COMMONWEALTH BANK OF AUSTRALIA | RA 4 Type 4: advising on securities | Yes | EXECUTIVE DIRECTOR FIXED INCOME SALES NEA | 2008-09-30 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| COMMONWEALTH BANK OF AUSTRALIA | AAO746 | SUITE 1401, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG. |