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TSANG, PUI FAN KAREN

曾佩芬
HKMA AA2063HKMA Relevant IndividualCurrently registered
Official HKMA record

TSANG, PUI FAN KAREN (HKMA registration number AA2063) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CATHAY UNITED BANK COMPANY, LIMITED. Has been engaged at 7 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CATHAY UNITED BANK COMPANY, LIMITEDRA 1 Type 1: dealing in securitiesNoVICE PRESIDENT2025-08-06
CATHAY UNITED BANK COMPANY, LIMITEDRA 4 Type 4: advising on securitiesNoVICE PRESIDENT2025-08-06

Business Address

Registered InstitutionSFC CE No.Address
CATHAY UNITED BANK COMPANY, LIMITEDAGV59123/F, ONE CAUSEWAY BAY, 281 GLOUCESTER ROAD, CAUSEWAY BAY, HONG KONG

Registration History (8)

2025-08-06 – present Current
CATHAY UNITED BANK COMPANY, LIMITED
RA 1 RA 4
2017-01-05 – 2023-06-12
UBS AG
RA 1 RA 4
2013-11-30 – 2016-09-29
CREDIT SUISSE AG
RA 1 RA 4
2013-01-24 – 2013-09-08
BANK OF EAST ASIA, LIMITED (THE)
RA 1 RA 4
2010-06-12 – 2012-03-02
BNP PARIBAS WEALTH MANAGEMENT
RA 1 RA 4
2008-06-02 – 2010-06-11
FORTIS BANK
RA 1 RA 4
2006-09-12 – 2008-02-18
FORTIS BANK
RA 1 RA 4
2004-10-21 – 2006-08-28
ABN AMRO BANK N.V.
RA 1

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AA2063