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HO, WAI LING

何慧玲
HKMA AA1692HKMA Relevant IndividualCurrently registered

HO, WAI LING (HKMA registration number AA1692) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 8 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CA INDOSUEZ (SWITZERLAND) SARA 1 Type 1: dealing in securitiesNoRELATIONSHIP MANAGER2023-03-21
CA INDOSUEZ (SWITZERLAND) SARA 4 Type 4: advising on securitiesNoRELATIONSHIP MANAGER2023-03-21

Business Address

Registered InstitutionSFC CE No.Address
CA INDOSUEZ (SWITZERLAND) SAAGM683SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Registration History (8)

2023-03-21 – present Current
RA 1 RA 4
2021-05-03 – 2022-07-21
RA 1 RA 4
2016-12-09 – 2021-04-30
BANK OF MONTREAL
RA 1 RA 4
2016-09-30 – 2016-10-07
RA 1 RA 4
2015-12-11 – 2016-09-30
BNP PARIBAS WEALTH MANAGEMENT
RA 1 RA 4
2008-04-16 – 2015-10-23
RA 1 RA 4
2008-01-22 – 2008-01-28
CITIC KA WAH BANK LIMITED
RA 1