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KO, YAT SZE

高逸詩
HKMA AA1673HKMA Relevant IndividualCurrently registered

KO, YAT SZE (HKMA registration number AA1673) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UBS AG. Has been engaged at 8 authorized institutions over time.

Current Registration (1)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
UBS AGRA 1 Type 1: dealing in securitiesNoCLIENT ACCOUNT MANAGER GFIW2016-05-11

Business Address

Registered InstitutionSFC CE No.Address
UBS AGAEP55452/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.

Registration History (9)

2016-05-11 – present Current
RA 1
2014-03-06 – 2016-04-24
RA 1 RA 4
2013-07-16 – 2014-02-28
RA 1
2012-03-12 – 2013-07-12
BSI LTD
RA 1 RA 4
2007-04-10 – 2008-06-26
BNP PARIBAS PRIVATE BANK
RA 1
2006-09-17 – 2007-03-22
RA 1 RA 4
2006-09-05 – 2006-09-13
RA 1 RA 4
2006-01-05 – 2006-03-23
CITIC KA WAH BANK LIMITED
RA 1
2003-04-01 – 2004-03-04
RA 1 RA 4