LAU, NGA KWAN BETTY (HKMA registration number AA1619) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK J. SAFRA SARASIN AG. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK J. SAFRA SARASIN AG | RA 1 Type 1: dealing in securities | No | STAFF OF CLIENT RELATIONSHIP MANAGEMENT | 2021-02-05 |
| BANK J. SAFRA SARASIN AG | RA 4 Type 4: advising on securities | No | STAFF OF CLIENT RELATIONSHIP MANAGEMENT | 2021-02-05 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK J. SAFRA SARASIN AG | AHX499 | 40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG. |