LI, SAU WAI (HKMA registration number AA1556) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 4 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CA INDOSUEZ (SWITZERLAND) SA | RA 1 Type 1: dealing in securities | No | RELATIONSHIP MANAGER | 2014-09-20 |
| CA INDOSUEZ (SWITZERLAND) SA | RA 4 Type 4: advising on securities | No | RELATIONSHIP MANAGER | 2015-08-29 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CA INDOSUEZ (SWITZERLAND) SA | AGM683 | SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG. |