LO, WAI MING STEVEN (HKMA registration number AA1535) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CITIBANK, N.A.. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CITIBANK, N.A. | RA 1 Type 1: dealing in securities | Yes | HEAD OF CITI PRIVATE BANK, JANA & ASIA SOUTH | 2018-02-01 |
| CITIBANK, N.A. | RA 4 Type 4: advising on securities | Yes | HEAD OF CITI PRIVATE BANK, JANA & ASIA SOUTH | 2018-02-01 |
| CITICORP INTERNATIONAL LIMITED | RA 1 Type 1: dealing in securities | No | HEAD OF ASIA NORTH & AUSTRALIA, CITI PRIVATE BANK | 2018-02-01 |
| CITICORP INTERNATIONAL LIMITED | RA 4 Type 4: advising on securities | No | HEAD OF ASIA NORTH & AUSTRALIA, CITI PRIVATE BANK | 2018-02-01 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CITIBANK, N.A. | AAP937 | 50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG. |
| CITICORP INTERNATIONAL LIMITED | AAJ895 | 50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG. |